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On Deep History and the Brain
By Daniel Lord Smail ( University of California Press )
Release Date: 2007-11-15
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Product Description
When does history begin? What characterizes it? This brilliant and beautifully written book dissolves the logic of a beginning based on writing, civilization, or historical consciousness and offers a model for a history that escapes the continuing grip of the Judeo-Christian time frame. Daniel Lord Smail argues that in the wake of the Decade of the Brain and the best-selling historical work of scientists like Jared Diamond, the time has come for fundamentally new ways of thinking about our past. He shows how recent work in evolution and paleohistory makes it possible to join the deep past with the recent past and abandon, once and for all, the idea of prehistory. Making an enormous literature accessible to the general reader, he lays out a bold new case for bringing neuroscience and neurobiology into the realm of history.
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Product Reviews:
  A prolegomena to neurohistory ( lcaimath )
In this highly interesting book, the author gives the first crack at what he has called `neurohistory'. Neurohistory follows the current emphasis in many fields on using the results of neuroscience to explain various phenomena or events of interest. Indeed, one can now find fields such as "neuroethics" that attempts (and is succeeding) to give ethics, an area traditionally dominated by philosophical musings, a foundation based on how decisions are formulated in the brain. And then there is neuroeconomics, wherein the emphasis is on how economic decisions and risk assessments are made in the brain. All of these areas are fascinating to contemplate, and their study demands those curious about them to become knowledgeable about many different fields.

The author's main thesis in the first half of the book is that historical study has been dominated since the nineteenth century by the insistence on written records and by the religious ("sacred history") and "great men" paradigms. What he has called "deep time", namely the geological view of time as expressed in the fossil record, was replaced in the nineteenth century by one whose origin was identified with the "rise of civilization." "History should begin at the beginning", he argues, and his defense of this statement is highly convincing and fascinating in every way. The author is optimistic about the possibilities that his "deep time" approach to historical analysis will take root, and when reading the book one gets the impression that the payoff in this approach is more than just a philosophical one, for it reveals that the deep past is far more interesting than was hitherto reported. An example of this is the presence of complex political arrangements that existed in pre-agricultural societies, countering the view that such was not the case: in that the beginnings of agriculture signaled the beginnings of political complexity.

In the author's view, it is the brain that makes the deep past intelligible, and in the last half of the book he articulates on this view. The Cartesian distinction between mind and body collapses in this view, and in its place is a view of the brain as evolving to fill the need for humans to deal with highly complex social arrangements. His view is a refreshing one, for it eschews (perhaps without intending to do so) philosophical meanderings about the mind-body problem, and their consequent weakness in giving useful explanations about historical events and why humans acted as they did throughout history. "History as sacred", as an expression of a deity's will, does not find a place in neurohistory. "History as that of great men", as an expression of the influence and domination of famous individuals, does not find a place in neurohistory.

What does have a place in neurohistory are the sometimes powerful moods and emotions of humans, the author argues. These feelings have been induced by drugs such as caffeine or opium, and even by music or reading, but they are powerful enough, in the author's view, to drive historical events (and progress if such a thing is measurable). Along these same lines, possibly the only objection that one can make against the author's view is the role that curiosity played in the workings of human history. Only beginning to be studied by the techniques of cognitive neuroscience, curiosity has in this reviewer's opinion, been the major driving force behind human history. No doubt further research will reveal how it begins and is manifested in the brain, and then it will certainly play a powerful role in the scientific narrative called neurohistory.

  Disappointing but not bad 
This is kind of a bipolar book. The first three quarters criticizes the way other people do history or social science. Smail holds everyone to extremely high standards and finds everyone deficient. The end of the book is a first cut at a history he wants to see, a history that focuses on the human brain. After all, everything humans do is caused by their brains. Here, he is impressionistic and unrigorous. The Smail of the first part would give this book one star. The Smail of the end would give it five. I give it three.

Smail argues that people's brains cause them to act so as to achieve certain levels of chemicals in the brain. Two centuries ago, the English utilitarians tried to found a social science on something similar. People, said Jeremy Bentham and James Mill, try to achieve pleasure and avoid pain. To the extent they do, they experience "utility." The idea of trying to maximize utility became a part of what was then called political economy. Eventually, it became conventional wisdom that a pleasure/pain principle was too simple, so economists redefined utility to mean preference, and dropped the question of where these preferences come from. If neurology can put some flesh back on the bones of "preference," it may indeed form a basis for a better economics and history.

Smail likes the metaphor of a "drug." The stresses of modern life cause undesired levels of some brain chemicals. Some people shop to change the levels to more desired ones. Thus, shopping is a drug. Similarly, in medieval times, attendance at church services--experiencing the communal ritual, the smoke, etc.--acted to change brain chemicals in desired ways. But when more powerful drugs, like the caffeine in coffee, came to Europe in "the long 16th century," attendance at church went down.

What to make of this? In the words of Deirdre McCloskey, "all theories are metaphors, and all metaphors are lies." No theory is perfect but many theories are useful. Centering a history on modern knowledge of how the brain works may lead to significant new insight. I look forward to seeing what Smail does with the idea.

I would recommend this book to people 1) who are fascinated by listening to historians talk about how to do history, 2) who want a very short explanation of the modern resolution of the nature/nurture question (an easy-to-read longer version is Matt Ridley's Nature Via Nurture: Genes, Experience, and What Makes Us Human), or 3) who want to see what an early attempt at neurohistory looks like.
  A guide for the guild ( bigbunyip )
History has addressed a number of Big Questions through the years. As Daniel Smail notes, however, the biggest one has been "Where to begin?" For centuries, the answer seemed simple: the "Creation". Scholars in Christian Europe were able to begin history with the couple in Eden, building from that well-defined starting point. Later, the historians "guild" shifted their foundation. The result was a mélange of opening chapters, ranging from the founding of "civilisation", through the beginning of writing to particular societies such as the Greeks, Sumerians or Egypt. Smail dismisses all of these as short-sighted. He wants a realistic view of history to encompass "Deep Time". In this enthralling book, he urges historians to take up some science and rewrite history to encompass the early days of humanity.

As a professor of history, Smail deftly summarises the various schools of historiography. Early history is dubbed "sacred" for its reliance on Biblical origins. Time was fixed and man's place in those histories was determined. This type persisted until "the bottom dropped out of time" with the advent of geology, paleontology and particularly, biology demonstrating the inadequacy of sacred history. Disputes arose, he notes, during the 19th Century carrying through well into the 20th Century, over the "starting point". Providing many examples, he laments that even as it became clear that human origins extended far back in time, history texts failed to acknowledge early human input worthy of notice. In some cases the view of "pre-historic" humanity even portrayed them as solitary wanderers on the landscape. Agriculture, in this view, was the foundation of human communities, hence discernible history.

Smail's recognises the many advances made in archaeology, genetics and cognitive sciences in recent years. The Paleolithic, he argues, is no longer a "time before history". The key to his thesis is the brain didn't suddenly shift into high gear with the coming of agriculture or the development of writing. In fact, he argues that if we truly need a "starting point" for history, it should rest with the onset of speech and language. These skills forged stronger ties among members of human communities. Those communities, in turn, formed identifiable groups we now decree are "cultures". Cultures bind and reinforce ideas, behavioural standards and even diet. These can be traced back in time to approximate origins, creating a history without texts. Humans may be one species, but uniformity is lacking. In historic terms, our cultures have deep divisions.

History without text means a way must be found to derive those origins from today's evidence. Smail introduces what he hopes will be adopted as a new discipline - "Neurohistory". It's important to remember that humans are the product of natural selection along with the rest of the animals. While the development of our brain was rapid by evolutionary time-scales, it still remains a product of natural selection. Smail warns against assuming a neurophysiological approach means "genetic determinism" - our brains allow too much variation for such a simplistic approach. Even so, patterns seen in other primates have equivalence in our species, and historians must at least be aware of them. Nothing better refutes the "Great Man of History" school of thinking more than the knowledge that the "Great Men" and the populations they ruled carried the same neurotransmitters in their brains. Which ones were triggered and by whom?

Smail goes on to explain the fundamentals of how the brain and body operate. Genes are essential in the various processes, but there are influences among the genes, from other cells and from environmental conditions. Humans don't react the same way to a given stimulus. Bush trackers, for example, have been raised in an environment where small details stand out from the background - a disturbed pebble means a passing gazelle. This same astute observer might well be run down by a speeding car while crossing a busy street if he's never been in a city. The point for Smail is that all these differences must be considered when composing a history of human activities down the ages. Almost inevitably, Smail is led into a discussion of Edward O. Wilson's 1975 classic, "Sociobiology" and the tumultuous years after its publication. Yet, as Smail notes, that work is a foundation for the type of science-based history he wishes to encourage.

That new discipline is well-summarised in the Epilogue to this comprehensive and persuasive analysis of the field of history teaching and its future. The trappings of civilisation didn't alter our brain chemistry, which must be the root of any new growth in the field. He calls for a closer alliance between history and science, particularly cognitive science. He's planted a seed which we can only hope will develop into a strong, informative blossoming [stephen a. haines - Ottawa, Canada]
  Deep History and the Brain ( stbalbach )
This is a fairly short book that Harvard professor of history Daniel Smail describes as a series of connected essays. It is essentially an argument to include all of human history, not just written history, in academic survey courses and textbooks. Most of the book is an interesting historiographical survey of how historians essentially ignore "pre-history"; the problems with periodization; and a post-modern rejection of Christian Universal History metanarratives which are stealthily still lurking in much of western secular historiography to this day.

Smail suggests using evolution as a new approach - one idea, he suggests, is that changes in brain chemistry, from external and internal forces, play a role in shaping human history. For example the widespread adoption of caffeine in Europe in the 17th century altered Europeans brain chemistry and thus the track of history. Similar investigations could be done with "pre-historic" periods. Smail doesn't go into many specifics, this is a concept book about how to approach history, not a definitive scientific analysis or conclusion - it is part of the larger ongoing discussions on how the ideas of evolution can be applied scientifically to the humanities (history, literature, etc) . Overall I was intellectually stimulated throughout and greatly enjoyed the ideas and perspectives, Smail is well versed in western historiography and the philosophy of history. Even if you are not convinced by the titles premise (almost a sort of hook), discussed in only one chapter, there is a lot to learn in this short but pithy work.